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FUND DEPOSIT / WITHDRAWAL
01.
Fund Withdrawal
Fund Withdrawal
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02.
Fund Deposit - Securities or Stock Options Accounts
Fund Deposit - Securities or Stock Options Accounts
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03.
Fund Deposit - Futures Account
Fund Deposit - Futures Account
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SECURITIES DEPOSIT/WITHDRAWAL
01.
Securities Deposit and Withdrawal - Hong Kong Listed Securities
Securities Deposit and Withdrawal - Hong Kong Listed Securities
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02.
Securities Deposit and Withdrawal - Overseas Listed Securities
Securities Deposit and Withdrawal - Overseas Listed Securities
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03.
Securities Transfer between Securities and Stock Options Account
Securities Transfer between Securities and Stock Options Account
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ACCOUNT MANAGEMENT
01.
Account Opening Form - Individual/ Joint Account
Account Opening Form - Individual/ Joint Account
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02.
Self-Certification Form - Individual/Joint Account (Securities Trading)
Self-Certification Form - Individual/Joint Account (Securities Trading)
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03.
Supplement - Account Opening Form (Joint Client Information)
Supplement - Account Opening Form (Joint Client Information)
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04.
Self-Certification Form - Controlling Person Account (Securities Trading)
Self-Certification Form - Controlling Person Account (Securities Trading)
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05.
Account Opening Form - Corporate Account (Securities Trading)
Account Opening Form - Corporate Account (Securities Trading)
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06.
Self-Certification Form - Corporate Account (Securities Trading)
Self-Certification Form - Corporate Account (Securities Trading)
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07.
Self-Certification Form - Individual/Joint Account (Futures/ Options)
Self-Certification Form - Individual/Joint Account (Futures/ Options)
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08.
Self-Certification Form - Controlling Person Account (Futures/ Options)
Self-Certification Form - Controlling Person Account (Futures/ Options)
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09.
Customer's Declaration for Data Protection (for individual/joint account only)
Customer's Declaration for Data Protection (for individual/joint account only)
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10.
Account Opening Form - Corporate Account (Futures/ Options)
Account Opening Form - Corporate Account (Futures/ Options)
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11.
Self-Certification Form - Corporate Account (Futures/ Options)
Self-Certification Form - Corporate Account (Futures/ Options)
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12.
Change of Investment and Financial Information
Change of Investment and Financial Information
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13.
Change of Account Information Form
Change of Account Information Form
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14.
Electronic Services Application/Cancellation Form
Electronic Services Application/Cancellation Form
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15.
Standing Authority - Client Securities and Securities Collateral (For New Client)
Standing Authority - Client Securities and Securities Collateral (For New Client)
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16.
Standing Authority by General Client – Fund Transfer between KGI Asia Affiliates
Standing Authority by General Client – Fund Transfer between KGI Asia Affiliates
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17.
Identification of Customer Account(Individual / Joint Account)
Identification of Customer Account(Individual / Joint Account)
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18.
W-8BEN (Individuals)
W-8BEN (Individuals)
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19.
W-8BEN-E (Entities)
W-8BEN-E (Entities)
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20.
Form for Opting Out from Receiving Trade Execution Notifications
Form for Opting Out from Receiving Trade Execution Notifications
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21.
HKIDR and OTCR Form - Corporate Account
HKIDR and OTCR Form - Corporate Account
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22.
HKIDR and OTCR Form - Individual/ Joint Account
HKIDR and OTCR Form - Individual/ Joint Account
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STOCK SAVINGS PLANS MANAGEMENT AND APPLICATION FORM
01.
HK Stocks Savings Plan Application Form
HK Stocks Savings Plan Application Form
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02.
HK Stocks Savings Plan Amendment Form
HK Stocks Savings Plan Amendment Form
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NOMINEE SERVICES
01.
Conversion Form
Conversion Form
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02.
Standing Instruction - Election of Scrip Dividend for Hong Kong Listed Stocks
Standing Instruction - Election of Scrip Dividend for Hong Kong Listed Stocks
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AGREEMENTS, TERMS AND CONDITIONS
01.
KGI Asia Limited - Client Agreement
KGI Asia Limited - Client Agreement
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02.
KGI Futures (Hong Kong) Limited - Client Agreement
KGI Futures (Hong Kong) Limited - Client Agreement
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03.
Risk Disclosure Statements and Disclaimers
Risk Disclosure Statements and Disclaimers
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04.
US Extended Hours Trading – Risk Disclosure Statement
US Extended Hours Trading – Risk Disclosure Statement
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05.
Personal Information Collection Statement
Personal Information Collection Statement
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06.
New York Stock Exchange Agreement and American Stock Exchange Agreement
New York Stock Exchange Agreement and American Stock Exchange Agreement
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07.
Nasdaq Subscriber Agreement
Nasdaq Subscriber Agreement
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08.
CME - Non-Professional Self-Certification Form
CME - Non-Professional Self-Certification Form
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09.
China‐HK Connect Services Acknowledgement
China‐HK Connect Services Acknowledgement
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10.
Addendum for KGI Asia Sage Services Terms and Conditions
Addendum for KGI Asia Sage Services Terms and Conditions
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ASSESS A CLIENT'S KNOWLEDGE OF DERIVATIVES
01.
Assess a Client's Knowledge of Derivatives
Assess a Client's Knowledge of Derivatives
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02.
Explanation of Risks Associated With Exchange-Traded Derivative Products
Explanation of Risks Associated With Exchange-Traded Derivative Products
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ASSESS A CLIENT’S KNOWLEDGE OF VIRTUAL ASSETS AND VIRTUAL ASSET-RELATED PRODUCTS
01.
Assess a Client’s Knowledge of Virtual Assets and Virtual Asset-related Products
Assess a Client’s Knowledge of Virtual Assets and Virtual Asset-related Products
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02.
Explanation of Risks Associated with Virtual Assets and Virtual Asset-related Products
Explanation of Risks Associated with Virtual Assets and Virtual Asset-related Products
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