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Click on the links below to download the latest forms for related service
Forms Download
FUND DEPOSIT / WITHDRAWAL
01.
Fund Withdrawal
Fund Withdrawal
Download
02.
Fund Deposit - Securities or Stock Options Accounts
Fund Deposit - Securities or Stock Options Accounts
Download
03.
Fund Deposit - Futures Account
Fund Deposit - Futures Account
Download
SECURITIES DEPOSIT/WITHDRAWAL
01.
Securities Deposit and Withdrawal - Hong Kong Listed Securities
Securities Deposit and Withdrawal - Hong Kong Listed Securities
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02.
Securities Deposit and Withdrawal - Overseas Listed Securities
Securities Deposit and Withdrawal - Overseas Listed Securities
Download
03.
Securities Transfer between Securities and Stock Options Account
Securities Transfer between Securities and Stock Options Account
Download
ACCOUNT MANAGEMENT
01.
Account Opening Form - Individual/ Joint Account
Account Opening Form - Individual/ Joint Account
Download
02.
Self-Certification Form - Individual/Joint Account (Securities Trading)
Self-Certification Form - Individual/Joint Account (Securities Trading)
Download
03.
Supplement - Account Opening Form (Joint Client Information)
Supplement - Account Opening Form (Joint Client Information)
Download
04.
Self-Certification Form - Controlling Person Account (Securities Trading)
Self-Certification Form - Controlling Person Account (Securities Trading)
Download
05.
Account Opening Form - Corporate Account (Securities Trading)
Account Opening Form - Corporate Account (Securities Trading)
Download
06.
Self-Certification Form - Corporate Account (Securities Trading)
Self-Certification Form - Corporate Account (Securities Trading)
Download
07.
Self-Certification Form - Individual/Joint Account (Futures/ Options)
Self-Certification Form - Individual/Joint Account (Futures/ Options)
Download
08.
Self-Certification Form - Controlling Person Account (Futures/ Options)
Self-Certification Form - Controlling Person Account (Futures/ Options)
Download
09.
Customer's Declaration for Data Protection (for individual/joint account only)
Customer's Declaration for Data Protection (for individual/joint account only)
Download
10.
Account Opening Form - Corporate Account (Futures/ Options)
Account Opening Form - Corporate Account (Futures/ Options)
Download
11.
Self-Certification Form - Corporate Account (Futures/ Options)
Self-Certification Form - Corporate Account (Futures/ Options)
Download
12.
Change of Investment and Financial Information
Change of Investment and Financial Information
Download
13.
Change of Account Information Form
Change of Account Information Form
Download
14.
Electronic Services Application/Cancellation Form
Electronic Services Application/Cancellation Form
Download
15.
Standing Authority - Client Securities and Securities Collateral (For New Client)
Standing Authority - Client Securities and Securities Collateral (For New Client)
Download
16.
Standing Authority by General Client – Fund Transfer between KGI Asia Affiliates
Standing Authority by General Client – Fund Transfer between KGI Asia Affiliates
Download
17.
Identification of Customer Account(Individual / Joint Account)
Identification of Customer Account(Individual / Joint Account)
Download
18.
W-8BEN (Individuals)
W-8BEN (Individuals)
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19.
W-8BEN-E (Entities)
W-8BEN-E (Entities)
Download
20.
Form for Opting Out from Receiving Trade Execution Notifications
Form for Opting Out from Receiving Trade Execution Notifications
Download
21.
HKIDR and OTCR Form - Corporate Account
HKIDR and OTCR Form - Corporate Account
Download
22.
HKIDR and OTCR Form - Individual/ Joint Account
HKIDR and OTCR Form - Individual/ Joint Account
Download
MONTHLY INVESTMENT PLAN (STOCKS)
01.
Monthly Investment Plan (Stocks) – Amendment Form (Non-Autopay)
Monthly Investment Plan (Stocks) – Amendment Form (Non-Autopay)
Download
02.
Monthly Investment Plan (Stocks) – Amendment Form (Autopay)
Monthly Investment Plan (Stocks) – Amendment Form (Autopay)
Download
NOMINEE SERVICES
01.
Conversion Form
Conversion Form
Download
02.
Standing Instruction - Election of Scrip Dividend for Hong Kong Listed Stocks
Standing Instruction - Election of Scrip Dividend for Hong Kong Listed Stocks
Download
AGREEMENTS, TERMS AND CONDITIONS
01.
KGI Asia Limited - Client Agreement
KGI Asia Limited - Client Agreement
Download
02.
KGI Futures (Hong Kong) Limited - Client Agreement
KGI Futures (Hong Kong) Limited - Client Agreement
Download
03.
Risk Disclosure Statements and Disclaimers
Risk Disclosure Statements and Disclaimers
Download
04.
US Extended Hours Trading – Risk Disclosure Statement
US Extended Hours Trading – Risk Disclosure Statement
Download
05.
Personal Information Collection Statement
Personal Information Collection Statement
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06.
New York Stock Exchange Agreement and American Stock Exchange Agreement
New York Stock Exchange Agreement and American Stock Exchange Agreement
Download
07.
Nasdaq Subscriber Agreement
Nasdaq Subscriber Agreement
Download
08.
CME - Non-Professional Self-Certification Form
CME - Non-Professional Self-Certification Form
Download
09.
China‐HK Connect Services Acknowledgement
China‐HK Connect Services Acknowledgement
Download
10.
Addendum for KGI Asia Sage Services Terms and Conditions
Addendum for KGI Asia Sage Services Terms and Conditions
Download
11.
Terms and Conditions of Service – U.S. Fractional Share trading and entitlements
Terms and Conditions of Service – U.S. Fractional Share trading and entitlements
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ASSESS A CLIENT'S KNOWLEDGE OF DERIVATIVES
01.
Assess a Client's Knowledge of Derivatives
Assess a Client's Knowledge of Derivatives
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02.
Explanation of Risks Associated With Exchange-Traded Derivative Products
Explanation of Risks Associated With Exchange-Traded Derivative Products
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ASSESS A CLIENT’S KNOWLEDGE OF VIRTUAL ASSETS AND VIRTUAL ASSET-RELATED PRODUCTS
01.
Assess a Client’s Knowledge of Virtual Assets and Virtual Asset-related Products
Assess a Client’s Knowledge of Virtual Assets and Virtual Asset-related Products
Download
02.
Explanation of Risks Associated with Virtual Assets and Virtual Asset-related Products
Explanation of Risks Associated with Virtual Assets and Virtual Asset-related Products
Download
Account Services
Procedures for Account Openning
Procedures to open a Securities Trading Account with KGI Asia
Procedures to Open a Futures & Options Trading Account with KGI Asia
Existing clients apply for Future and Option account
Verify the identity of KGI Asia Investment Representatives
Deposit/Withdrawal
Stock Deposit/Withdrawal
Fund Deposit/Withdrawal
Account Support
Download Forms
Statement of Account and Trade Confirmation
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