KGI Asia (Hong Kong)
KGI Asia (Hong Kong) includes various HK-based subsidiaries of KGI Securities. Its business covers wealth management, brokerage, investment banking, fixed income and asset management.
KGI Group companies formed and registered in Hong Kong
Company Name
Licensing Information
Company Name
KGI Asia Limited
Company Name
KGI Asia Limited
Licensing Information
A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities) and Type 4 (Advising on securities) regulated activities (CE No.: BKJ214).
Licensing Information
A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities) and Type 4 (Advising on securities) regulated activities (CE No.: BKJ214).
Company Name
KGI Futures (Hong Kong) Limited
Company Name
KGI Futures (Hong Kong) Limited
Licensing Information
A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 2 (Dealing in futures contracts) and Type 5 (Advising on futures contracts) regulated activities (CE No.: ADW991).
Licensing Information
A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 2 (Dealing in futures contracts) and Type 5 (Advising on futures contracts) regulated activities (CE No.: ADW991).
Company Name
KGI Investments Management Limited
Company Name
KGI Investments Management Limited
Licensing Information
A Licensed Insurance Broker Company under the Insurance Ordinance to conduct General & Long Term Business (including Linked Long Term Business) related regulated activities (No. FB1512).
A Registered Principal Intermediary under the Mandatory Provident Fund Schemes Ordinance to conduct regulated activities (MPF Registration No. IC000758).
A Registered Principal Intermediary under the Mandatory Provident Fund Schemes Ordinance to conduct regulated activities (MPF Registration No. IC000758).
Licensing Information
A Licensed Insurance Broker Company under the Insurance Ordinance to conduct General & Long Term Business (including Linked Long Term Business) related regulated activities (No. FB1512).
A Registered Principal Intermediary under the Mandatory Provident Fund Schemes Ordinance to conduct regulated activities (MPF Registration No. IC000758).
A Registered Principal Intermediary under the Mandatory Provident Fund Schemes Ordinance to conduct regulated activities (MPF Registration No. IC000758).
Company Name
KGI Asset Management Limited
Company Name
KGI Asset Management Limited
Licensing Information
A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities), Type 4 (Advising on securities) and Type 9 (Asset management) regulated activities (CE No.: AEN441).
Licensing Information
A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities), Type 4 (Advising on securities) and Type 9 (Asset management) regulated activities (CE No.: AEN441).
Company Name
KGI Capital Asia Limited
Company Name
KGI Capital Asia Limited
Licensing Information
A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities) and Type 4 (Advising on securities) regulated activities (CE No.: ADT039).
Licensing Information
A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities) and Type 4 (Advising on securities) regulated activities (CE No.: ADT039).
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