KGI Asia (Hong Kong)
KGI Asia (Hong Kong) includes various HK-based subsidiaries of KGI Securities. Its business covers wealth management, brokerage, investment banking, fixed income and asset management.
KGI Group companies formed and registered in Hong Kong
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Licensing Information


Company Name


KGI Asia Limited
Company Name


KGI Asia Limited
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities) and Type 4 (Advising on securities) regulated activities (CE No.: BKJ214).
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities) and Type 4 (Advising on securities) regulated activities (CE No.: BKJ214).
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KGI Futures (Hong Kong) Limited
Company Name


KGI Futures (Hong Kong) Limited
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A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 2 (Dealing in futures contracts) and Type 5 (Advising on futures contracts) regulated activities (CE No.: ADW991).
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 2 (Dealing in futures contracts) and Type 5 (Advising on futures contracts) regulated activities (CE No.: ADW991).
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KGI Investments Management Limited
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KGI Investments Management Limited
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A Licensed Insurance Broker Company under the Insurance Ordinance to conduct General & Long Term Business (including Linked Long Term Business) related regulated activities (No. FB1512).
A Registered Principal Intermediary under the Mandatory Provident Fund Schemes Ordinance to conduct regulated activities (MPF Registration No. IC000758).
Licensing Information


A Licensed Insurance Broker Company under the Insurance Ordinance to conduct General & Long Term Business (including Linked Long Term Business) related regulated activities (No. FB1512).
A Registered Principal Intermediary under the Mandatory Provident Fund Schemes Ordinance to conduct regulated activities (MPF Registration No. IC000758).
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KGI Asset Management Limited
Company Name


KGI Asset Management Limited
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A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities), Type 4 (Advising on securities) and Type 9 (Asset management) regulated activities (CE No.: AEN441).
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities), Type 4 (Advising on securities) and Type 9 (Asset management) regulated activities (CE No.: AEN441).
Company Name


KGI Capital Asia Limited
Company Name


KGI Capital Asia Limited
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities) and Type 4 (Advising on securities) regulated activities (CE No.: ADT039).
Licensing Information


A licensed corporation under the Securities and Futures Ordinance licensed to conduct Type 1 (Dealing in securities) and Type 4 (Advising on securities) regulated activities (CE No.: ADT039).