Job Vacancies
To cope with our strategic plan to strengthen the regional presence of KGI in the Greater China region, KGI Asia is now actively seeking for a number of high caliber professionals.
Associate, Compliance (Ref: 09864-CAS-KGI)
2024.07.01
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Responsibilities
  • Handle regulatory reporting
  • Handle license applications
  • Support compliance review and monitoring
  • Assist in responding to regulator enquiries
  • Provide AML and general compliance advice
     

 

Requirements
  • Degree holder in Law, Finance, Business, Accounting or related discipline
  • Minimum 3 years of working experience
  • Mature, self-motivated with strong sense of responsibility
  • Independent, enthusiastic, accountable and able to work under pressure 
  • Proficiency in computer skills (MS word, Excel)
  • Proficiency in written and spoken English and Chinese
  • Experience in CRS and FATCA reporting is preferred
  • Candidate with more experience can be considered as Manager
 
Apply
To apply, please send your application with resume & expected salary to jobs@kgi.com or by mail to the following address.
Business Analyst, International Wealth Management – System Service Team (Ref: 02024-IWMSABA-KGI)
2024.07.01
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Responsibilities
  • Understand business requirements and prepare user requirements including functions and features required across digital internal and external platforms to address business needs
  • Coordinate and initiate digital projects with IT and back office department ensuring development & implementation alignment across business units
  • Perform Users Acceptance Test (UAT) on the online securities, futures and options trading platform
  • Co-ordinate UAT life-cycle with tester and IT
  • Preparation of test plan and test cases
  • Responsible for training of our trading system and the development of User manual
  • Perform other ad-hoc projects and tasks as required
  • Manage daily operations related to trading system
  • In charge of Web Content Review and Updates
  • Perform system support & handle users’ enquiries on the electronic trading platforms
 
Requirements
  • Degree holder in finance or business stream
  • At least 3 years of working experience in securities and financial industry is preferable
  • Experience with wealth management products would be advantage
  • Experience with Agile and Waterfall methodologies
  • Strong project management skills with the ability to manage multiple projects simultaneously.
  • Good problem-solving skills, self-motivated, able to work independently
  • Excellent communication and presentation skills with the ability to effectively communicate with stakeholders at all levels.
  • A good team player who is proactive and with a strong sense of responsibility
  • Strong PC skills including MS Word, Excel, PowerPoint, Azure
  • Proficiency in both spoken & written English, Cantonese and Mandarin
 
Apply
To apply, please send your application with resume & expected salary to jobs@kgi.com or by mail to the following address.
Relationship Manager, International Wealth Management (Ref: IWM-ICC2121-KGI)
2024.07.01
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Responsibilities
  • Acquire new business and opportunities for the development of International Wealth Management (“IWM”) business in the region
  • Promote tailor-made financial solutions to clients, with wide range of financial tools including equities, futures, bonds, funds as well as insurance products
  • Expand clientele and maintain good relationship to meet sales target
  • Regularly review client’s needs and investment portfolio 
Requirements
  • Extensive client base
  • Holder of SFC RA1, RA4 license. A technical representative under Insurance Authority is a plus
  • Minimum 3 years of relevant experience in securities brokerage house or insurance/insurance broker company  
  • Sales-oriented with good client network
  • Good knowledge of financial products and markets
  • Good communication and interpersonal skills
  • Proficiency in English, Cantonese and Mandarin
Apply
To apply, please send your application with resume & expected salary to jobsis@kgi.com or by mail to the following address.
Investment Representative, International Wealth Management (Ref: 01018-IWMIR-KGI)
2024.07.01
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Responsibilities
  • Achieve revenue target 
  • Offer total financial solutions to clients by leveraging products of Funds, Bonds, Notes, Equity and Insurance, etc. 
  • Conduct regular portfolio review and re-balancing with clients to identify clients' needs and offer suitable products recommendations
  • Comply with internal compliance guidelines and external regulation requirements
 
Requirements
  • College or University and above 
  • Holder of SFC RA1 license. A technical representative under Insurance Authority is a plus
  • 2 years of relevant experience in financial industry  
  • Good knowledge of financial products and markets 
  • Good communication and interpersonal skills 
  • Proficiency in English, Cantonese and Mandarin 
 
Apply
To apply, please send your application with resume & expected salary to jobs.wm@kgi.com or by mail to the following address.
Investment Representative (Sales Team Head), International Wealth Management (Ref: 01018-IWMSTH-KGI)
2024.07.01
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Responsibilities
  • Build and recruit sales team
  • Lead and coach sales team to grow the wealth management business and achieve company financial targets
  • Provide timely and accurate prospects data to track and monitor activities for management reporting and sales forecasts
  • Possess customer network and business channels to explore new business opportunities 
  • Work with Investment Strategies and Product Managers to provide professional advice and total wealth management product solutions to clients ensure the service excellence and customer retentions to uplift sales productivity
  • Keep abreast of current market trends and advice on potential product development changes to meet the changing market environment
  • Comply with internal procedures and reporting processes to meet management, corporate, regulatory, and statutory requirements
  • Perform ad hoc assignments and projects if necessary
Requirements
  • Degree holder or above 
  • At least 8 years of working experience in sales team head position in financial services industry
  • Holder of SFC and Insurance Authority License
  • Energetic, self-disciplined with strong sense of responsibility, well-organized with detail-minded and can work independently
  • Good communication skills
  • Proficiency in English, Cantonese and Mandarin
 
Apply
To apply, please send your application with resume & expected salary to jobs.wm@kgi.com or by mail to the following address.
Associate, Treasury (Ref: 09881-TRSM-KGI)
2024.07.01
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Responsibilities
  • Report to Head of Treasury
  • Handle daily cash operations including cash pooling and fund transfer 
  • Liaise with internal stakeholders for daily funding arrangement
  • Ensure all treasury workflows and operations are in compliance with related guidelines, policies and statutory requirements
  • Participate in the system maintenance and enhancement
  • Prepare regular reports to head office and management
  • Perform ad hoc assignments and projects as assigned
 
Requirements
  • Degree holder in Finance, Accounting or related disciplines
  • Minimum 3-5 years of working experience, preferably in financial institutions
  • Experience in daily treasury operations
  • A good team player with strong analytical skills
  • Proficiency in written and spoken English, Chinese and Mandarin
 
Apply
To apply, please send your application with resume & expected salary to jobs@kgi.com or by mail to the following address.
Manager, Legal (Ref: 09861-LGLM-KGI)
2024.07.01
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Responsibilities
  • Handling the drafting and preparing of basic correspondences
  • Drafting standard documents and board resolutions for the various board meetings
  • Assisting and coordinating in the preparation, review and/or execution of contracts and documents in relation to KGI’s proprietary trading, securities and asset management activities
  • Assisting and supporting in legal research work 
  • Performing general administrative support 
  • Assisting and support in ad hoc projects as assigned
 
Requirements
  • Diploma in legal studies or University graduate in legal or related subjects
  • Minimum 3 years of working experience in legal or financial services field
  • Attention to details, and high accuracy
  • Proficiency in computer skills (MS word, Excel)
  • Proficiency in written and spoken English, Chinese and Putonghua
 
Apply
To apply, please send your application with resume & expected salary to jobs@kgi.com or by mail to the following address.
We offer a competitive remuneration package and long-term career development to the right candidates. Interested applicants, please send your full resume and expected salary quoting reference either by the specified email above or by post to:

HR Department
KGI Hong Kong Limited,
41/F, Central Plaza,
18 Harbour Road,
Wanchai, Hong Kong


Information provided will be treated in strict confidence and will only be used for recruitment related purposes. All personal data of unsuccessful applicants will be destroyed within six months after the completion of recruitment process.