Commissions, Service fees and Margin Tables
Service Fee
Trade - related services
Learn more about KGI Asia's Commissions, Service fees
Last Updated on May 30, 2024
Hong Kong Equities (Including HKD & Non-HKD denominated Equities)
Commissions#
Commissions#
WebTrade
0.25% (min. fee equivalent to HKD 100 per trade)
24-hour InvestLine
0.25% (min. fee equivalent to HKD 100 per trade)
NASDAQ Hong Kong
0.25% (min. fee equivalent to HKD 100 per trade)
iShares
0.25% (min. fee equivalent to HKD 100 per trade)
Short sell and buy back transaction^^
0.5% (min. fee equivalent to HKD 200 per trade)
Grey Market
0.25% (min. fee equivalent to HKD 100 per trade)
Exchange Fees and Other Levies
Exchange Fees and Other Levies
Stamp Duty**
0.1% on gross consideration (rounded up to the nearest dollar)
SFC Transaction Levy
0.0027% on gross consideration
Financial Reporting Council Transaction Levy***
0.00015% on gross consideration
HK Trading Fee
0.00565% on gross consideration
Settlement Fee^ (HK Equity, Nasdaq HK)
0.008% on gross consideration (min. fee equivalent to HKD 5; max. fee equivalent to HKD 300) (0.002% is charged on behalf of Hong Kong Clearing)
Financial Transaction Tax*
0.2% of transaction amount
Grey Market Transaction Fee
0.10% (min. fee equivalent to HKD 50 per trade)
IPO Subscription Fees and Other Charges
IPO Subscription Fees and Other Charges
Subscription Fee
HKD 100 (HKD-denominated Equities)
RMB 100 (RMB-denominated Equities)
RMB 100 (RMB-denominated Equities)
Brokerage Fee
1.00%
SFC Transaction Levy
0.0027%
HK TRADING FEE
0.00565%
FINANCIAL REPORTING COUNCIL TRANSACTION LEVY***
0.00015%
Notes
# Commission rates may vary depending on promotion at the time of account opening.
* Apply to all transactions by Buyers (including those listed in Hong Kong with headquarters in France.) only.
^ Effective from July 1, 2024
^^ Effective from September 6, 2018
** Effective from August 1, 2021
*** Effective from January 1, 2022
Commission, fees and charges are subject to changes without notice.
Last Updated on Jun 13, 2022
Scrip Handling And Settlement-related Services - Hong Kong Equities (Included HKD & Non-HKD denominated Equities)
Scrip Handling And Settlement-related Services - Hong Kong Equities (Included HKD & Non-HKD denominated Equities)
Stock Deposit (physical)
HKD 5 (Per cert. or T/D)
Stock Deposit via CCASS Settlement Instructions (SI)
FREE
Stock Deposit via CCASS Investor Settlement Instructions (ISI)
FREE
Stock Withdrawal (physical)
HKD 3.5 per board lot **(min. HKD 30 per stock per transaction)
Stock Withdrawal via CCASS Settlement Instructions (SI)^^
HKD 200 per stock per transaction
Stock Withdrawal via CCASS Investor Settlement Instructions (ISI)
FREE
Nasdaq HK - Stock Withdrawal / Handling Fee
HKD 750 per instruction + out of pocket expenses incurred by HKSCC*
Nasdaq HK - Cross Border Transaction Fee
From KGI's custodian at Citibank, NY, DTC 908 to KGI's CCASS a/c B01610:
USD 100 + HKD 350 + out of pocket expenses incurred by HKSCC*
From KGI's CCASS a/c B01610 to KGI's custodian at Citibank, NY, DTC 908:
USD 50 + HKD 350 + out of pocket expenses incurred by HKSCC*
USD 100 + HKD 350 + out of pocket expenses incurred by HKSCC*
From KGI's CCASS a/c B01610 to KGI's custodian at Citibank, NY, DTC 908:
USD 50 + HKD 350 + out of pocket expenses incurred by HKSCC*
Withdrawal of Sales Proceeds on Physical Share Deposit(s)
Normal Processing: FREE
Express Processing (subject to approval by the respective Registrar): registration fee of HKD 20 per certificate + handling fee of HKD 100 per stock per transaction
Express Processing (subject to approval by the respective Registrar): registration fee of HKD 20 per certificate + handling fee of HKD 100 per stock per transaction
Listed ELI Exercise Fee
Cash Settlement: HKD 50 per transaction
Physical Settlement: HKD 80 per transaction + 0.1% stamp duty
Physical Settlement: HKD 80 per transaction + 0.1% stamp duty
Conversion of CB into Shares
USD 170
Others
Please call our 24-hour InvestLine (852) 2878-5555 or your Investment Representative
Notes
* Communication cost, third party expenses such as depository charges, corporate action charges, tax expenses etc. which are separately billed at cost
** Odd lots are charged as board lots
^^ With effect from August 1, 2017
Commission, fees and charges are subject to changes without notice.
** Odd lots are charged as board lots
^^ With effect from August 1, 2017
Commission, fees and charges are subject to changes without notice.
Last Updated on Jul 27, 2022
Account Services
Account Services
Issue of statements beyond 3 months from date of request
HKD 25 per statement request
Confirmation for Audit Purposes
HKD 50 per confirmation request
Monthly fee for receiving physical account statements and contract notes #
HKD 20
Company Search Fee *
HKD 200
Others
Please call our 24-hour InvestLine (852) 2878-5555 or your Investment Representative
Notes
# Monthly fee for receiving physical account statements and contract notes is applicable for securities accounts.
* For corporate client incorporated or registered in HK.
Commission, fees and charges are subject to change without notice.
* For corporate client incorporated or registered in HK.
Commission, fees and charges are subject to change without notice.
Last Updated on July 13, 2017
HKD-denominated Equities
HKD-denominated Equities
Cash / Scrip Dividend Collection
For HKD: 0.50% on dividend amount (min. HKD 30, max. HKD 15,000)
All other currencies: 0.50% on dividend amount (min. USD 20)
All other currencies: 0.50% on dividend amount (min. USD 20)
BONUS Shares Collection^^
HKD 1.50 per board lot** + HKD 30 per stock per transaction
Claims for Dividend, Bonus, Rights Entitlements
CCASS fee: 0.12% of cash amount + HKD 200 per stock per transaction+ handling fee of HKD 400 per stock
Corporate Action Fee (e.g. Warrants Conversion, Rights Subscriptions, Redemption, Cash Offer and Open Offer) ^^
HKD 1.2 per board lot** + handling fee of HKD 100
Share Registration and Transfer Fee (Scrip Fee)
HKD 1.50 per board lot** (for book close dates and event dates of corporate actions)
The above is FREE if under HKD 300
The above is FREE if under HKD 300
Handling Fee for Voting Instruction (e.g. AGM, EGM/ SGM etc.)
HKD 100
RMB-denominated Equities
RMB-denominated Equities
Cash / Scrip Dividend Collection
0.50% on dividend amount (min. RMB 25; max. RMB 12,500)
Bonus Shares Collection
RMB 25 per stock per transaction
Claims for Dividend, Bonus, Rights Entitlements
CCASS fee: 0.12% of cash amount + RMB 160 per stock per transaction + handling fee of RMB 320 per stock
Corporate Action Fee (e.g. Warrants Conversion, Rights Subscriptions, Redemption, Cash Offer and Open Offer)
HKD 1 per board lot (charged in RMB)** + handling fee of RMB 80 (max. RMB 8,500 per transaction)
Share Registration and Transfer Fee (Scrip Fee)
HKD 1.50 per board lot (charged in RMB)** (for book close dates and event dates of corporate actions)
The above is FREE if under RMB 250
The above is FREE if under RMB 250
Handling Fee for Voting Instruction (e.g. AGM, EGM/ SGM etc.)
RMB 80
Hong Kong Debt Securities
Hong Kong Debt Securities
Bonds Interest Collection
0.5% on interest amount (min. HKD 30, max. HKD 15,000)
Redemption Collection
HKD 100 per transaction
Others
Please call our 24-hour InvestLine at (852) 2878-5555 or contact your Investment Representative
Notes
**Odd lots are charged as board lots
^^With effect from August 1, 2017
Commission, fees and charges are subject to changes without notice.
Last Updated on Feb 9, 2024
Financing Charges and Overdue Interest
Financing Charges and Overdue Interest
Hong Kong Dollar (cash client)
HK Dollar Prime Rate + 10% or HIBOR + 12.50% (whichever is higher)
Hong Kong Dollar (margin client)
HK Dollar Prime Rate + 3% or HIBOR + 5% (whichever is higher)
US Dollar (cash client)
US Dollar Prime Rate + 5% or Term SOFR + 7% (whichever is higher)
US Dollar (margin client)
US Dollar Prime Rate + 3% or Term SOFR + 5% (whichever is higher)
Call for Deposit Interest^
2%
Payment Charges
Payment Charges
HKD CASH WITHDRAWAL TO BANKS IN HK
FREE
HKD Cash Withdrawal to overseas banks
HKD 260 per transaction
RMB Cash Withdrawal to banks in HK
Equivalent to HKD 50 per transaction
RMB Cash Withdrawal to overseas banks
Equivalent to HKD 260 per transaction
USD Cash Withdrawal to bank account in HK
HKD 50 per transaction to HK bank
USD Cash Withdrawal to bank account in US
USD 20 per transaction to US bank
USD Cash Withdrawal (by T/T - KGI absorbs outward and inwardremittance charge)
USD 50
Cash Withdrawal of other currencies
According to out of pocket expenses incurred**
Returned Cheque
Returned Cheque
HKD Returned Cheque
HKD 150
RMB Returned Cheque
Equivalent to HKD 150
Currency Charge
Currency Charge
Negative interest fee on daily credit balance of Japanese YEN in securities accounts
1% p.a. *
Notes
*Negative interest fee accrues on a day-to-day basis and is deducted from the account on the last day of each month.
**Communication cost and the third party’s expenses such as depository charges, corporate action charges, taxes etc. are separately billed for at cost.
^Effective from April 1, 2024, the total amount of Call for Deposit will be charged with Call for Deposit Interest at the rate per annum stated above.
"PRIME" is the best lending rate quoted by Standard Chartered Bank. "HIBOR" is the HK Inter Bank Offered Rate.
Commission, fees and charges are subject to changes without notice.
**Communication cost and the third party’s expenses such as depository charges, corporate action charges, taxes etc. are separately billed for at cost.
^Effective from April 1, 2024, the total amount of Call for Deposit will be charged with Call for Deposit Interest at the rate per annum stated above.
"PRIME" is the best lending rate quoted by Standard Chartered Bank. "HIBOR" is the HK Inter Bank Offered Rate.
Commission, fees and charges are subject to changes without notice.
Last Updated on April 29, 2022
Commissions#
Commissions#
Shanghai A Shares
0.25% (min. RMB 100 per trade)
Shanghai B Shares
0.30% (min. USD 30 per trade)
Shenzhen A Shares
0.25% (min. RMB 100 per trade)
Shenzhen B Shares
0.30% (min. HKD 150 per trade)
Other Fees and Charges
Other Fees and Charges
American Depository Receipts (ADRs) Depository Service Fees****
Up to USD 0.05 per share
Trading fee (applicable to US Extended Hours Trading)
USD 0.0035 per share
Exchange Fees and Levies
Please call our 24-hour InvestLine (852) 2878-5555 or your Investment Representative
Shanghai A Share & Shenzhen A Share - Handling Fee
0.00341% on gross amount
Shanghai A Share & Shenzhen A Share - Securities Management Fee
0.002% on gross amount
Shanghai A Share & Shenzhen A Share - Transfer Fee
0.003% on face value
Shanghai A Share & Shenzhen A Share - Stamp Duty
0.05% on gross amount
Shanghai A Share & Shenzhen A Share - Portfolio Fee
0.008% (Daily Stock portfolio value x 0.008% / 365, accrued daily and collected on a monthly basis)
Notes
#Commission rates may vary depending on the promotion being offered at the time of account opening.
Commission, fees and charges are subject to changes without notice.
Commission, fees and charges are subject to changes without notice.
Last Updated on Apr 27, 2011
Scrip Handling And Settlement-related Services - Global Equities
Scrip Handling And Settlement-related Services - Global Equities
Stock Deposit (Scripless)
USD 50 per stock per transaction
Stock Deposit (Clients deliver Physical Shares to KGI's Office)
USD 100 per stock per transaction + out of pocket charges*
Stock Deposit (Clients deliver Physical Shares to KGI's Custodian)
USD 100 per stock per transaction + out of pocket charges*
Stock Withdrawal (Physical Shares or by Transfer)
USD 100 per stock per transaction + out of pocket charges*
Conversion of CB into Ordinary Shares
USD 170
Conversion of ADR/ GDR into Ordinary Shares (includes delivery to designated local brokerage)
USD 0.05 per ADR/ GDR + handling fee of USD 170 + out of pocket charges*
Others
Please call our 24-hour InvestLine at (852) 2878-5555 or contact your Investment Representative
Notes
* Communication cost and the third party’s expenses such as depository charges, corporate action charges, taxes etc. are separately billed for at cost.
Commission, fees and charges are subject to changes without notice.
Commission, fees and charges are subject to changes without notice.
Last Updated on Jul 27, 2020
Account Services
Account Services
Issue of statements beyond 3 months from date of request
HKD 25 per statement request
Confirmation for Audit Purposes
HKD 50 per confirmation request
Monthly fee for receiving physical account statements and contract notes #
HKD 20
Company Search Fee *
HKD 200
Others
Please call our 24-hour InvestLine (852) 2878-5555 or your Investment Representative
Notes
#Monthly fee for receiving physical account statements and contract notes is applicable for securities accounts.
* For corporate client incorporated or registered in HK.
Commission, fees and charges are subject to change without notice.
* For corporate client incorporated or registered in HK.
Commission, fees and charges are subject to change without notice.
Last Updated on Jul 11, 2011
Global Equities
Global Equities
Cash Dividend Collection
0.5% on dividend amount (min. USD 20) (after deduction of withholding tax)
Bonus Shares / Stock Dividend Collection
USD 20 per stock per transaction
Conversion of Warrants into Shares, Right Subscription, Tender Offer
USD 170
Dividend Protection for Thailand Shares
USD 170
Handling Fee for Voting Instruction (e.g. AGM, EGM / SGM etc.)
USD 50
ADR Custodian Fee
As imposed by the ADR agent, the ADR Custodial fee rate is normally USD 0.02 per share of ADR (but may vary). The fee is usually deducted from the gross dividend payable to the ADR holders in each dividend distribution. However, for a small minority of ADR issues that do not pay dividends, we will charge the clients separately.
Others
Please call our 24-hour InvestLine at (852) 2878-5555 or contact your Investment Representative
Notes
Commission, fees and charges are subject to changes without notice.
Last Updated on Feb 9, 2024
Financing Charges and Overdue Interest
Financing Charges and Overdue Interest
Hong Kong Dollar (cash client)
HK Dollar Prime Rate + 10% or HIBOR + 12.50% (whichever is higher)
Hong Kong Dollar (margin client)
HK Dollar Prime Rate + 3% or HIBOR + 5% (whichever is higher)
US Dollar (cash client)
US Dollar Prime Rate + 5% or Term SOFR + 7% (whichever is higher)
US Dollar (margin client)
US Dollar Prime Rate + 3% or Term SOFR + 5% (whichever is higher)
Call for Deposit Interest^
2%
Payment Charges
Payment Charges
HKD CASH WITHDRAWAL TO BANKS IN HK
FREE
HKD Cash Withdrawal to overseas banks
HKD 260 per transaction
RMB Cash Withdrawal to banks in HK
Equivalent to HKD 50 per transaction
RMB Cash Withdrawal to overseas banks
Equivalent to HKD 260 per transaction
USD Cash Withdrawal to bank account in HK
HKD 50 per transaction to HK bank
USD Cash Withdrawal to bank account in US
USD 20 per transaction to US bank
USD Cash Withdrawal (by T/T - KGI absorbs outward and inwardremittance charge)
USD 50
Cash Withdrawal of other currencies
According to out of pocket expenses incurred**
Returned Cheque
Returned Cheque
HKD Returned Cheque
HKD 150
RMB Returned Cheque
Equivalent to HKD 150
Currency Charge
Currency Charge
Negative interest fee on daily credit balance of Japanese YEN in securities accounts
1% p.a. *
Notes
*Negative interest fee accrues on a day-to-day basis and is deducted from the account on the last day of each month.
**Communication cost and the third party’s expenses such as depository charges, corporate action charges, taxes etc. are separately billed for at cost.
^Effective from April 1, 2024, the total amount of Call for Deposit will be charged with Call for Deposit Interest at the rate per annum stated above.
"PRIME" is the best lending rate quoted by Standard Chartered Bank. "HIBOR" is the HK Inter Bank Offered Rate.
Commission, fees and charges are subject to changes without notice.
**Communication cost and the third party’s expenses such as depository charges, corporate action charges, taxes etc. are separately billed for at cost.
^Effective from April 1, 2024, the total amount of Call for Deposit will be charged with Call for Deposit Interest at the rate per annum stated above.
"PRIME" is the best lending rate quoted by Standard Chartered Bank. "HIBOR" is the HK Inter Bank Offered Rate.
Commission, fees and charges are subject to changes without notice.
Last Updated on April 29, 2022
Commissions#
Commissions#
Canada
Stock price <= CAD 2: 1% (min. USD 150 per trade or equivalent)
Stock price > CAD 2: 0.7% (min. USD 150 per trade or equivalent)
Stock price > CAD 2: 0.7% (min. USD 150 per trade or equivalent)
US (WebTrade)^
USD 0.03 per share (min. USD 20 per trade)
US (24-hour InvestLine)^
USD 0.03 per share (min. USD 20 per trade)
US (off-market hour)
Please call our 24-hour InvestLine (852) 2878-5555 or your Investment Representative
US fractional shares (less than 1 share per trade)
USD 2 per trade
US fractional shares (more than 1 share per trade)
Please call our 24-hour InvestLine (852) 2878-5555 or your Investment Representative
Other Fees and Charges
Other Fees and Charges
American Depository Receipts (ADRs) Depository Service Fees****
Up to USD 0.05 per share
Trading fee (applicable to US Extended Hours Trading)
USD 0.0035 per share
Exchange Fees and Levies
Please call our 24-hour InvestLine (852) 2878-5555 or your Investment Representative
Dividend Withholding Tax
Dividend Withholding Tax
US
30%^^
Notes
#Commission rates may vary depending on the promotion being offered at the time of account opening.
****Transfer agents and banks that sponsor ADRs are permitted to charge ADR holders an annual custody fee. The fee is administered through the Depository Trust & Clearing Corporation (DTCC) and is typically subtracted from gross dividend amount payable and / or collected from our custodian bank(s) / execution broker(s) by the DTCC if the ADR does not pay a dividend. The fee will be debited to your trading account with us as "ADR Depository Service Fee" for the ADR position you hold (if any) as soon as we have received information from our custodian bank(s) / execution broker(s) about the relevant record date.
^ Effective date for US trade commission is September 3, 2019 (US Time).
^^ Partnership Shares: 37%
Commission, fees and charges are subject to changes without notice.
****Transfer agents and banks that sponsor ADRs are permitted to charge ADR holders an annual custody fee. The fee is administered through the Depository Trust & Clearing Corporation (DTCC) and is typically subtracted from gross dividend amount payable and / or collected from our custodian bank(s) / execution broker(s) by the DTCC if the ADR does not pay a dividend. The fee will be debited to your trading account with us as "ADR Depository Service Fee" for the ADR position you hold (if any) as soon as we have received information from our custodian bank(s) / execution broker(s) about the relevant record date.
^ Effective date for US trade commission is September 3, 2019 (US Time).
^^ Partnership Shares: 37%
Commission, fees and charges are subject to changes without notice.
Last Updated on Apr 27, 2011
Scrip Handling And Settlement-related Services - Global Equities
Scrip Handling And Settlement-related Services - Global Equities
Stock Deposit (Scripless)
USD 50 per stock per transaction
Stock Deposit (Clients deliver Physical Shares to KGI's Office)
USD 100 per stock per transaction + out of pocket charges*
Stock Deposit (Clients deliver Physical Shares to KGI's Custodian)
USD 100 per stock per transaction + out of pocket charges*
Stock Withdrawal (Physical Shares or by Transfer)
USD 100 per stock per transaction + out of pocket charges*
Conversion of CB into Ordinary Shares
USD 170
Conversion of ADR/ GDR into Ordinary Shares (includes delivery to designated local brokerage)
USD 0.05 per ADR/ GDR + handling fee of USD 170 + out of pocket charges*
Others
Please call our 24-hour InvestLine at (852) 2878-5555 or contact your Investment Representative
Notes
* Communication cost and the third party’s expenses such as depository charges, corporate action charges, taxes etc. are separately billed for at cost.
Commission, fees and charges are subject to changes without notice.
Commission, fees and charges are subject to changes without notice.
Last Updated on Jul 27, 2020
Account Services
Account Services
Issue of statements beyond 3 months from date of request
HKD 25 per statement request
Confirmation for Audit Purposes
HKD 50 per confirmation request
Monthly fee for receiving physical account statements and contract notes #
HKD 20
Company Search Fee *
HKD 200
Others
Please call our 24-hour InvestLine (852) 2878-5555 or your Investment Representative
Notes
#Monthly fee for receiving physical account statements and contract notes is applicable for securities accounts.
* For corporate client incorporated or registered in HK.
Commission, fees and charges are subject to change without notice.
* For corporate client incorporated or registered in HK.
Commission, fees and charges are subject to change without notice.
Last Updated on Jul 11, 2011
Global Equities
Global Equities
Cash Dividend Collection
0.5% on dividend amount (min. USD 20) (after deduction of withholding tax)
Bonus Shares / Stock Dividend Collection
USD 20 per stock per transaction
Conversion of Warrants into Shares, Right Subscription, Tender Offer
USD 170
Dividend Protection for Thailand Shares
USD 170
Handling Fee for Voting Instruction (e.g. AGM, EGM / SGM etc.)
USD 50
ADR Custodian Fee
As imposed by the ADR agent, the ADR Custodial fee rate is normally USD 0.02 per share of ADR (but may vary). The fee is usually deducted from the gross dividend payable to the ADR holders in each dividend distribution. However, for a small minority of ADR issues that do not pay dividends, we will charge the clients separately.
Others
Please call our 24-hour InvestLine at (852) 2878-5555 or contact your Investment Representative
Notes
Commission, fees and charges are subject to changes without notice.
Last Updated on Feb 9, 2024
Financing Charges and Overdue Interest
Financing Charges and Overdue Interest
Hong Kong Dollar (cash client)
HK Dollar Prime Rate + 10% or HIBOR + 12.50% (whichever is higher)
Hong Kong Dollar (margin client)
HK Dollar Prime Rate + 3% or HIBOR + 5% (whichever is higher)
US Dollar (cash client)
US Dollar Prime Rate + 5% or Term SOFR + 7% (whichever is higher)
US Dollar (margin client)
US Dollar Prime Rate + 3% or Term SOFR + 5% (whichever is higher)
Call for Deposit Interest^
2%
Payment Charges
Payment Charges
HKD CASH WITHDRAWAL TO BANKS IN HK
FREE
HKD Cash Withdrawal to overseas banks
HKD 260 per transaction
RMB Cash Withdrawal to banks in HK
Equivalent to HKD 50 per transaction
RMB Cash Withdrawal to overseas banks
Equivalent to HKD 260 per transaction
USD Cash Withdrawal to bank account in HK
HKD 50 per transaction to HK bank
USD Cash Withdrawal to bank account in US
USD 20 per transaction to US bank
USD Cash Withdrawal (by T/T - KGI absorbs outward and inwardremittance charge)
USD 50
Cash Withdrawal of other currencies
According to out of pocket expenses incurred**
Returned Cheque
Returned Cheque
HKD Returned Cheque
HKD 150
RMB Returned Cheque
Equivalent to HKD 150
Currency Charge
Currency Charge
Negative interest fee on daily credit balance of Japanese YEN in securities accounts
1% p.a. *
Notes
*Negative interest fee accrues on a day-to-day basis and is deducted from the account on the last day of each month.
**Communication cost and the third party’s expenses such as depository charges, corporate action charges, taxes etc. are separately billed for at cost.
^Effective from April 1, 2024, the total amount of Call for Deposit will be charged with Call for Deposit Interest at the rate per annum stated above.
"PRIME" is the best lending rate quoted by Standard Chartered Bank. "HIBOR" is the HK Inter Bank Offered Rate.
Commission, fees and charges are subject to changes without notice.
**Communication cost and the third party’s expenses such as depository charges, corporate action charges, taxes etc. are separately billed for at cost.
^Effective from April 1, 2024, the total amount of Call for Deposit will be charged with Call for Deposit Interest at the rate per annum stated above.
"PRIME" is the best lending rate quoted by Standard Chartered Bank. "HIBOR" is the HK Inter Bank Offered Rate.
Commission, fees and charges are subject to changes without notice.
Last Updated on April 12, 2024
Asia - Commissions
Asia - Commissions
Australia
0.55% (min. USD 100 per trade)
Indonesia
0.80% (min. USD 250 per trade)
Japan*
0.40% (min. USD 75 per trade)
Korea
0.50% (min. USD 50 per trade)
Malaysia
0.60% (min. USD 150 per trade)
New Zealand
0.50% (min. USD 150 per trade)
Philippines
0.80% (min. USD 150 per trade)
Singapore
0.40% (min. USD 150 per trade)
Singapore (HK Shares)
0.40% (min. USD 150 per trade)
Taiwan**
0.25% (min. USD 150 per trade)
TAIWAN (Dedicated Taiwan Stock Account)^**
0.25% (min. TWD 500 per trade)
Thailand
0.45% (min. USD 150 per trade)
Europe - Commissions
Europe - Commissions
France***
0.50% (min. USD 150 per trade)
Germany
0.50% (min. USD 150 per trade)
UK
0.50% (min. USD 150 per trade)
Other Fees and Charges
Other Fees and Charges
Transaction Fee
(Applicable for Dedicated Taiwan Stock Account)^
(Applicable for Dedicated Taiwan Stock Account)^
TWD 800 each stock per side
Exchange Fees and Levies
Please call our 24-hour InvestLine (852) 2878-5555 or your Investment Representative
Custody Fee## + 2
Custody Fee## + 2
Australia
Portfolio value x 0.025% / 12 (as per month end)
Japan
Portfolio value x 0.06% / 12 (as per month end)
Korea
Portfolio value x 0.15% / 12 (as per month end)
Singapore
Portfolio value x 0.06% / 12 (as per month end)
Taiwan
Portfolio value x 0.15% / 12 (as per month end)
United Kingdom
Portfolio value x 0.025% / 12 (as per month end)
Thailand
Portfolio value x 0.15% / 12 (as per month end)
Notes
# Commission rates may vary depending on the promotion being offered at the time of account opening.
*With effective from 1 January 2014 (on pay date basis), the Japanese withholding tax for dividend incomes arising from listed stocks will back to the original standard rate (i.e. 15.315% for foreign investors and 20.315% for Japanese resident individuals) due to the expiration of Japan Special Withholding Tax Treatment at the end of 2013. (KGI does not provide any tax advice and you should seek independent professional advice where necessary according to your own circumstances).
** An addition of 0.3% of traded amount for all sell orders charged as Government Levy
*** An addition of 0.2% of transaction amount for all buy transactions charged as Financial Transaction Tax. (Included all French Companies Depository Receipts trading in other securities markets out of French sovereignty)
## The current month's Custody Fee will be debited from your KGI trading account in the following month.
^ Fee applies to clients who open a “Dedicated Taiwan Stock Account" on or after April 15th 2024.
+ Effective from May 1, 2024
2 The custodian fee will be charged based on month-end KGI Asia securities trading account portfolio balance.
Commission, fees and charges are subject to changes without notice.
*With effective from 1 January 2014 (on pay date basis), the Japanese withholding tax for dividend incomes arising from listed stocks will back to the original standard rate (i.e. 15.315% for foreign investors and 20.315% for Japanese resident individuals) due to the expiration of Japan Special Withholding Tax Treatment at the end of 2013. (KGI does not provide any tax advice and you should seek independent professional advice where necessary according to your own circumstances).
** An addition of 0.3% of traded amount for all sell orders charged as Government Levy
*** An addition of 0.2% of transaction amount for all buy transactions charged as Financial Transaction Tax. (Included all French Companies Depository Receipts trading in other securities markets out of French sovereignty)
## The current month's Custody Fee will be debited from your KGI trading account in the following month.
^ Fee applies to clients who open a “Dedicated Taiwan Stock Account" on or after April 15th 2024.
+ Effective from May 1, 2024
2 The custodian fee will be charged based on month-end KGI Asia securities trading account portfolio balance.
Commission, fees and charges are subject to changes without notice.
Last Updated on Apr 27, 2011
Scrip Handling And Settlement-related Services - Global Equities
Scrip Handling And Settlement-related Services - Global Equities
Stock Deposit (Scripless)
USD 50 per stock per transaction
Stock Deposit (Clients deliver Physical Shares to KGI's Office)
USD 100 per stock per transaction + out of pocket charges*
Stock Deposit (Clients deliver Physical Shares to KGI's Custodian)
USD 100 per stock per transaction + out of pocket charges*
Stock Withdrawal (Physical Shares or by Transfer)
USD 100 per stock per transaction + out of pocket charges*
Conversion of CB into Ordinary Shares
USD 170
Conversion of ADR/ GDR into Ordinary Shares (includes delivery to designated local brokerage)
USD 0.05 per ADR/ GDR + handling fee of USD 170 + out of pocket charges*
Others
Please call our 24-hour InvestLine at (852) 2878-5555 or contact your Investment Representative
Notes
* Communication cost and the third party’s expenses such as depository charges, corporate action charges, taxes etc. are separately billed for at cost.
Commission, fees and charges are subject to changes without notice.
Commission, fees and charges are subject to changes without notice.
Last Updated on Jul 27, 2020
Account Services
Account Services
Issue of statements beyond 3 months from date of request
HKD 25 per statement request
Confirmation for Audit Purposes
HKD 50 per confirmation request
Monthly fee for receiving physical account statements and contract notes #
HKD 20
Company Search Fee *
HKD 200
Others
Please call our 24-hour InvestLine (852) 2878-5555 or your Investment Representative
Notes
#Monthly fee for receiving physical account statements and contract notes is applicable for securities accounts.
* For corporate client incorporated or registered in HK.
Commission, fees and charges are subject to change without notice.
* For corporate client incorporated or registered in HK.
Commission, fees and charges are subject to change without notice.
Last Updated on Jun 4, 2024
Global Equities
Global Equities
Cash Dividend Collection
0.5% on dividend amount (min. USD 20) (after deduction of withholding tax)
Bonus Shares / Stock Dividend Collection
USD 20 per stock per transaction
Conversion of Warrants into Shares, Right Subscription, Tender Offer
USD 170
Dividend Protection for Thailand Shares
USD 170
Handling Fee for Voting Instruction (e.g. AGM, EGM / SGM etc.)
USD 50
ADR Custodian Fee
As imposed by the ADR agent, the ADR Custodial fee rate is normally USD 0.02 per share of ADR (but may vary). The fee is usually deducted from the gross dividend payable to the ADR holders in each dividend distribution. However, for a small minority of ADR issues that do not pay dividends, we will charge the clients separately.
Japan Securities Depository Account Management Fee (Applicable for Japanese Stocks)
Fee is calculated based on the daily average number of board lots held each month and charged at a rate of JPY 0.32 per lot, rounded to the nearest JPY.
Others
Please call our 24-hour InvestLine at (852) 2878-5555 or contact your Investment Representative
Notes
Commission, fees and charges are subject to changes without notice.
Last Updated on Feb 9, 2024
Financing Charges and Overdue Interest
Financing Charges and Overdue Interest
Hong Kong Dollar (cash client)
HK Dollar Prime Rate + 10% or HIBOR + 12.50% (whichever is higher)
Hong Kong Dollar (margin client)
HK Dollar Prime Rate + 3% or HIBOR + 5% (whichever is higher)
US Dollar (cash client)
US Dollar Prime Rate + 5% or Term SOFR + 7% (whichever is higher)
US Dollar (margin client)
US Dollar Prime Rate + 3% or Term SOFR + 5% (whichever is higher)
Call for Deposit Interest^
2%
Payment Charges